Matthew Rogers is of counsel in the firm's Asset Management and Investment Funds group. Matt regularly advises asset managers including mutual funds, hedge funds, private equity funds, and insurance companies on commodities law and CFTC and NFA regulatory matters.
Matt advises clients on a wide range of derivative regulatory and compliance requirements, including cross-border, collateral management, and Dodd-Frank matters. His experience also includes negotiating trading documentation, including ISDAs, prime brokerage agreements, futures and cleared swaps agreements, and account control agreements. Matt also routinely advises clients on requirements and exemptions pertaining to commodity pool operators and commodity trading advisors. His experience includes assisting clients with regulatory examinations and obtaining regulatory relief from US federal securities laws and commodities laws.
Matt advises clients on various regulatory and compliance issues, including the development of internal compliance and risk management policies and procedures. He counsels clients on issues regarding the adoption of artificial intelligence (AI) by assisting established and emerging companies navigate this changing legal, regulator, and commercial landscape.
